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Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 2, 2022




(Exact name of Registrant as Specified in Its Charter)




Delaware   001-40526   47-1824387

(State or Other Jurisdiction

of Incorporation)



File Number)


(IRS Employer

Identification No.)


899 W. Evelyn Avenue

Mountain View, California

(Address of Principal Executive Offices)   (Zip Code)

(800) 439-3207

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class





Name of each exchange

on which registered

Class A Common Stock, par value $0.00001 per share   CFLT  

The Nasdaq Stock Market LLC

(Nasdaq Global Select Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 2, 2022, Confluent, Inc. (“Confluent”) held its 2022 Annual Meeting of Stockholders (the “Meeting”). Present at the Meeting by virtual presence or by proxy were holders of shares of Confluent’s Class A common stock and Class B common stock representing 1,535,651,229 votes, which represent approximately 93.04% of the eligible votes as of the close of business on April 8, 2022, the record date for the Meeting. Confluent’s stockholders voted on two proposals at the Meeting, each of which is described in more detail in Confluent’s definitive proxy statement for the Meeting, filed with the Securities and Exchange Commission on April 14, 2022.

The final results with respect to each such proposal are set forth below:

Proposal 1 - Election of Directors.

The stockholders of Confluent elected each of the persons named below as Class I directors to serve until the 2025 annual meeting of stockholders and until their successors are duly elected and qualified. The voting results for each director nominee are set forth below:


Director Nominee

   For    Withheld    Broker

Alyssa Henry

   1,481,137,855    13,720,295    40,793,079

Jay Kreps

   1,481,003,563    13,854,587    40,793,079

Greg Schott

   1,481,266,575    13,591,575    40,793,079

Proposal 2 - Ratification of Selection of Independent Registered Public Accounting Firm.

The stockholders ratified the selection of PricewaterhouseCoopers LLP as Confluent’s independent registered public accounting firm for the year ending December 31, 2022. The voting results are set forth below:








Broker Non-Votes


  60,198   85,246   N/A


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



/s/ Melanie Vinson

Dated: June 8, 2022       Melanie Vinson
      Chief Legal Officer